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Regulatory Release

Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the NYSE Chicago, Inc.

Details

Rule Type

Order

Release Number

34-86161

SEC Issue Date

June 20, 2019 | 2:42 pm ET

Federal Register Publish Date

June 25, 2019 | 10:04 am ET

Document Citation

84 FR 29923

Resources

34-86161

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the NYSE Chicago, Inc.

Details

Resources

More in this Section

Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the NYSE Chicago, Inc.

Details

Resources