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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC

Details

Rule Type

Notice

Release Number

34-85764

SEC Issue Date

May 2, 2019 | 2:49 pm ET

Federal Register Publish Date

May 8, 2019 | 11:33 pm ET

Document Citation

84 FR 20173

Resources

34-85764

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC

Details

Resources