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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Term "Professional Customer"

Details

Rule Type

Notice

Release Number

34-85481

SEC Issue Date

April 2, 2019 | 3:00 pm ET

Federal Register Publish Date

April 8, 2019 | 11:53 pm ET

Document Citation

84 FR 13983

Resources

34-85481

Federal Register Version

SRO Organization

Nasdaq GEMX, LLC (GEMX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Term "Professional Customer"

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Term "Professional Customer"

Details

Resources