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Regulatory Release

Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities E

Details

Rule Type

Order

Release Number

34-85189

SEC Issue Date

Feb. 25, 2019 | 1:42 pm ET

Federal Register Publish Date

March 1, 2019 | 10:04 am ET

Document Citation

84 FR 7153

Resources

34-85189

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities E

Details

Resources

More in this Section

Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities E

Details

Resources