Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Order Approving a Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions

Details

Rule Type

Order

Release Number

34-85136

SEC Issue Date

Feb. 14, 2019 | 2:14 pm ET

Federal Register Publish Date

Feb. 21, 2019 | 12:18 am ET

Document Citation

84 FR 5526

Resources

34-85136

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions

Details

Resources

More in this Section

Order Approving a Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions

Details

Resources