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Regulatory Release

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX EMERALD, LLC.

Details

Rule Type

Notice

Release Number

34-84997

SEC Issue Date

Jan. 29, 2019 | 1:42 pm ET

Federal Register Publish Date

Feb. 1, 2019 | 10:04 am ET

Document Citation

84 FR 1252

Resources

34-84997

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: March 8, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX EMERALD, LLC.

Details

Resources

More in this Section

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX EMERALD, LLC.

Details

Resources