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Regulatory Release

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records)

Details

Rule Type

Notice

Release Number

34-84982

SEC Issue Date

Jan. 11, 2019 | 1:49 pm ET

Federal Register Publish Date

Feb. 4, 2019 | 11:33 pm ET

Document Citation

84 FR 1525

Resources

34-84982

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records)

Details

Resources

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Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records)

Details

Resources