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Regulatory Release

Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Details

Rule Type

Notice

Release Number

34-84788

SEC Issue Date

Dec. 11, 2018 | 1:49 pm ET

Federal Register Publish Date

Dec. 17, 2018 | 11:33 pm ET

Document Citation

83 FR 64609

Resources

34-84788

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Details

Resources