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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

Details

Rule Type

Notice

Release Number

34-84714

SEC Issue Date

Dec. 3, 2018 | 1:51 pm ET

Federal Register Publish Date

Dec. 10, 2018 | 11:37 pm ET

Document Citation

83 FR 63549

Resources

34-84714

Federal Register Version

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

Details

Resources