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Regulatory Release

Notice of Filing of Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions

Details

Rule Type

Notice

Release Number

34-84624

SEC Issue Date

Nov. 19, 2018 | 2:14 pm ET

Federal Register Publish Date

Nov. 26, 2018 | 12:18 am ET

Document Citation

83 FR 60547

Resources

34-84624

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions

Details

Resources