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Regulatory Release

Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE National, Inc.

Details

Rule Type

Notice

Release Number

34-84502

SEC Issue Date

Oct. 30, 2018 | 2:42 pm ET

Federal Register Publish Date

Nov. 5, 2018 | 10:04 am ET

Document Citation

83 FR 55410

Resources

34-84502

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: March 8, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE National, Inc.

Details

Resources

More in this Section

Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE National, Inc.

Details

Resources