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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.160 Related to the Qualification and Registration Requirements for Associated Persons of a Member and To Delete Rule 2.150 Which is Obsolete

Details

Rule Type

Notice

Release Number

34-84320

SEC Issue Date

Sept. 28, 2018 | 2:51 pm ET

Federal Register Publish Date

Oct. 4, 2018 | 11:37 pm ET

Document Citation

83 FR 50132

Resources

34-84320

Federal Register Version

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.160 Related to the Qualification and Registration Requirements for Associated Persons of a Member and To Delete Rule 2.150 Which is Obsolete

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.160 Related to the Qualification and Registration Requirements for Associated Persons of a Member and To Delete Rule 2.150 Which is Obsolete

Details

Resources