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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.420 Concerning the Order Audit Trail System Requirements To Make Conforming and Technical Changes

Details

Rule Type

Notice

Release Number

34-83586

SEC Issue Date

July 2, 2018 | 2:51 pm ET

Federal Register Publish Date

July 9, 2018 | 11:37 pm ET

Document Citation

83 FR 31806

Resources

34-83586

Federal Register Version

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.420 Concerning the Order Audit Trail System Requirements To Make Conforming and Technical Changes

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.420 Concerning the Order Audit Trail System Requirements To Make Conforming and Technical Changes

Details

Resources