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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker

Details

Rule Type

Notice

Release Number

34-83547

SEC Issue Date

June 28, 2018 | 3:14 pm ET

Federal Register Publish Date

July 3, 2018 | 12:18 am ET

Document Citation

83 FR 31201

Resources

34-83547

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker

Details

Resources