Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Statutory Disqualification Application Fees

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 7, 2018

Resources

Notice Rule: SEC Issued Version (pdf 126.28 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 1, 2018

File Number

SR-FINRA-2018-018

Rule Type

Notice

Release Number

34-83181

SEC Issue Date

May 7, 2018

Federal Register Publish Date

May 11, 2018

Document Citation

83 FR 22107

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Statutory Disqualification Application Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Statutory Disqualification Application Fees

Resources

Details