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Regulatory Release

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent

Details

Rule Type

Notice

Release Number

34-83129

SEC Issue Date

April 30, 2018 | 2:49 pm ET

Federal Register Publish Date

May 7, 2018 | 11:33 pm ET

Document Citation

83 FR 20131

Resources

34-83129

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent

Details

Resources