Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule

Details

Rule Type

Notice

Release Number

34-82784

SEC Issue Date

Feb. 27, 2018 | 1:51 pm ET

Federal Register Publish Date

March 5, 2018 | 11:37 pm ET

Document Citation

83 FR 9349

Resources

34-82784

Federal Register Version

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule

Details

Resources