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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination

Details

Rule Type

Notice

Release Number

34-82578

SEC Issue Date

Jan. 24, 2018 | 1:49 pm ET

Federal Register Publish Date

Jan. 30, 2018 | 11:33 pm ET

Document Citation

83 FR 4375

Resources

34-82578

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination

Details

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination

Details

Resources