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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2017-030

Last Reviewed or Updated: Oct. 3, 2017

Resources

Notice Rule: SEC Issued Version (pdf 188.34 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 1, 2017

File Number

SR-FINRA-2017-030

Rule Type

Notice

Release Number

34-81801

SEC Issue Date

Oct. 3, 2017

Federal Register Publish Date

Oct. 11, 2017

Document Citation

82 FR 47274

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA

Public Comments

Resources

Details