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Regulatory Release

Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution)

Details

Rule Type

Notice

Release Number

34-81053

SEC Issue Date

June 29, 2017 | 2:49 pm ET

Federal Register Publish Date

July 6, 2017 | 11:33 pm ET

Document Citation

82 FR 31366

Resources

Rel. No. 34-81053

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution)

Details

Resources