Order Rule

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Optio

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Title

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LL

Release Number

34-80240

SEC Issue Date

March 14, 2017

Federal Register Publish Date

March 21, 2017

Document Citation

82 FR 14560

Resources

Notice Rule: SEC Issued Version (pdf 73.3 KB)

Notice Rule: Federal Register Version

Rel. No. 34-80388

Title

Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authorit

Release Number

34-83477

SEC Issue Date

June 20, 2018

Federal Register Publish Date

June 26, 2018

Document Citation

83 FR 29850

Resources

Notice Rule: SEC Issued Version (pdf 240.49 KB)

Notice Rule: Federal Register Version

Last Reviewed or Updated: April 6, 2017

Resources

Order Rule: SEC Issued Version (pdf 38.47 KB)

Order Rule: Federal Register Version

Rel. No. 34-80240

Details

File Number

4-709

Rule Type

Order

Release Number

34-80388

SEC Issue Date

April 6, 2017

Federal Register Publish Date

April 12, 2017

Document Citation

82 FR 17712

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Optio

Resources

Resources

Resources

Details

More in this Section

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Optio

Notice Rule (34-80240)

Resources

Notice Rule (34-83477)

Resources

Resources

Details