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Regulatory Release

Notice of Filing of a Proposed Rule Change To Adopt Consolidated FINRA Registration Rules, Restructure the Representative-Level Qualification Examination Program and Amend the Continuing Education Requirements

Details

Rule Type

Notice

Release Number

34-80371

SEC Issue Date

April 4, 2017 | 2:49 pm ET

Federal Register Publish Date

April 10, 2017 | 11:33 pm ET

Document Citation

82 FR 17336

Resources

Rel. No. 34-80371

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Adopt Consolidated FINRA Registration Rules, Restructure the Representative-Level Qualification Examination Program and Amend the Continuing Education Requirements

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Adopt Consolidated FINRA Registration Rules, Restructure the Representative-Level Qualification Examination Program and Amend the Continuing Education Requirements

Details

Resources