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Regulatory Release

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LL

Details

Rule Type

Notice

Release Number

34-80240

SEC Issue Date

March 14, 2017 | 2:42 pm ET

Federal Register Publish Date

March 21, 2017 | 10:04 am ET

Document Citation

82 FR 14560

Resources

Rel. No. 34-80240

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LL

Details

Resources

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Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LL

Details

Resources