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Regulatory Release

Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Details

Rule Type

Notice

Release Number

34-79961

SEC Issue Date

Feb. 3, 2017 | 1:49 pm ET

Federal Register Publish Date

Feb. 9, 2017 | 11:33 pm ET

Document Citation

82 FR 10073

Resources

Rel. No. 34-79961

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

Details

Resources