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Regulatory Release

Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Rule Type

Notice

Release Number

34-79949

SEC Issue Date

Feb. 2, 2017 | 1:42 pm ET

Federal Register Publish Date

Feb. 8, 2017 | 4:49 am ET

Document Citation

82 FR 9765

Resources

Rel. No. 34-79949

Federal Register Version

SRO Organization

Bats EDGX Exchange, Inc. (BatsEDGX)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources