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Regulatory Release

Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Rule Type

Notice

Release Number

34-79933

SEC Issue Date

Feb. 2, 2017 | 2:16 pm ET

Federal Register Publish Date

Feb. 8, 2017 | 12:22 am ET

Document Citation

82 FR 9942

Resources

Rel. No. 34-79933

Federal Register Version

SRO Organization

National Stock Exchange (NSX)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources