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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Details

Rule Type

Notice

Release Number

34-79570

SEC Issue Date

Dec. 15, 2016 | 1:49 pm ET

Federal Register Publish Date

Dec. 21, 2016 | 11:33 pm ET

Document Citation

81 FR 93720

Resources

34-79570

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems

Details

Resources