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Regulatory Release

Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules

Details

Rule Type

Notice

Release Number

34-79295

SEC Issue Date

Nov. 14, 2016 | 1:55 pm ET

Federal Register Publish Date

Nov. 18, 2016 | 11:45 pm ET

Document Citation

81 FR 81837

Resources

Rel. No. 34-79295

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules

Details

Resources

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Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules

Details

Resources