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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification

Details

Rule Type

Notice

Release Number

34-79229

SEC Issue Date

Nov. 3, 2016 | 3:15 pm ET

Federal Register Publish Date

Nov. 9, 2016 | 12:20 am ET

Document Citation

81 FR 78875

Resources

34-79229

Federal Register Version

SRO Organization

Bats BZX Exchange, Inc. (BatsBZX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification

Details

Resources