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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional

National Securities Exchanges, ISE Gemini (ISEGemini)

Last Reviewed or Updated: Sept. 8, 2016

Resources

Notice Rule: SEC Issued Version (pdf 296.94 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 5, 2016

File Number

SR-ISEGemini-2016-08

Rule Type

Notice

Release Number

34-78790

SEC Issue Date

Sept. 8, 2016

Federal Register Publish Date

Sept. 14, 2016

Document Citation

81 FR 63245

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional

Resources

Details