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Regulatory Release

Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price

Details

Rule Type

Notice

Release Number

34-78777

SEC Issue Date

Sept. 7, 2016 | 2:55 pm ET

Federal Register Publish Date

Sept. 13, 2016 | 11:45 pm ET

Document Citation

81 FR 62947

Resources

34-78777

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price

Details

Resources