Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Certain Fixed Income Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Title

Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities

Release Number

34-78573

SEC Issue Date

Aug. 15, 2016

Federal Register Publish Date

Aug. 19, 2016

Document Citation

81 FR 55500

Resources

Notice Rule: SEC Issued Version (pdf 154.46 KB)

Notice Rule: Federal Register Version

Exhibit 2a

Exhibit 2b

Exhibit 2c

Exhibit 2d

Exhibit 2e

Exhibit 2f

Exhibit 5

Rel. No. 34-79346

Rel. No. 34-78965

View Received Comments

Title

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Re

Release Number

34-79346

SEC Issue Date

Nov. 17, 2016

Federal Register Publish Date

Nov. 23, 2016

Document Citation

81 FR 84659