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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan

Details

Rule Type

Notice

Release Number

34-78502

SEC Issue Date

Aug. 8, 2016 | 2:51 pm ET

Federal Register Publish Date

Aug. 12, 2016 | 11:37 pm ET

Document Citation

81 FR 53509

Resources

34-78502

Federal Register Version

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan

Details

Resources