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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement

Details

Rule Type

Notice

Release Number

34-78445

SEC Issue Date

July 29, 2016 | 3:15 pm ET

Federal Register Publish Date

Aug. 4, 2016 | 12:19 am ET

Document Citation

81 FR 51513

Resources

34-78445

Federal Register Version

SRO Organization

Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement

Details

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement

Details

Resources