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Regulatory Release

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Inves

Details

Rule Type

Order

Release Number

34-78434

SEC Issue Date

July 28, 2016 | 2:42 pm ET

Federal Register Publish Date

Aug. 3, 2016 | 10:04 am ET

Document Citation

81 FR 51256

Resources

Rel. No. 34-78434

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Inves

Details

Resources

More in this Section

Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Inves

Details

Resources