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Regulatory Release

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors' Exchange LLC

Details

Rule Type

Notice

Release Number

34-78179

SEC Issue Date

June 28, 2016 | 2:42 pm ET

Federal Register Publish Date

July 5, 2016 | 10:04 am ET

Document Citation

81 FR 43673

Resources

Rel. No. 34-78179

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors' Exchange LLC

Details

Resources

More in this Section

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors' Exchange LLC

Details

Resources