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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 930NY Regarding Definition of Floor Broker

Details

Rule Type

Notice

Release Number

34-77902

SEC Issue Date

May 25, 2016 | 3:10 pm ET

Federal Register Publish Date

June 1, 2016 | 12:11 am ET

Document Citation

81 FR 35090

Resources

34-77902

Federal Register Version

SRO Organization

NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 930NY Regarding Definition of Floor Broker

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 930NY Regarding Definition of Floor Broker

Details

Resources