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Regulatory Release

Order Approving Proposed Rule Change to Adopt FINRA Rule 2273 (Educational Communication Related to Recruitment Practices and Account Transfers)

Details

Rule Type

Order

Release Number

34-77430

SEC Issue Date

March 23, 2016 | 2:49 pm ET

Federal Register Publish Date

March 29, 2016 | 11:33 pm ET

Document Citation

81 FR 17513

Resources

34-77430

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change to Adopt FINRA Rule 2273 (Educational Communication Related to Recruitment Practices and Account Transfers)

Details

Resources

More in this Section

Order Approving Proposed Rule Change to Adopt FINRA Rule 2273 (Educational Communication Related to Recruitment Practices and Account Transfers)

Details

Resources