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Regulatory Release

Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules

Details

Rule Type

Order

Release Number

34-77391

SEC Issue Date

March 17, 2016 | 2:49 pm ET

Federal Register Publish Date

March 23, 2016 | 11:33 pm ET

Document Citation

81 FR 15588

Resources

Rel. No. 34-77391

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules

Details

Resources

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Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules

Details

Resources