Notice Rule

Order and Execution Information for NMS Stocks

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 4554 (Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks)
Release Number
34-77269
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 11851

Resources

Notice Rule: SEC Issued Version (pdf 76.14 KB)
Notice Rule: Federal Register Version
Exhibit 2a
Exhibit 2b
Exhibit 2c
Exhibit 5
Rel. No. 34-77635
Rel. No. 34-77798
View Received Comments

Last Reviewed or Updated: May 10, 2016