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Regulatory Release

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC

Details

Rule Type

Notice

Release Number

34-77122

SEC Issue Date

Feb. 11, 2016 | 1:42 pm ET

Federal Register Publish Date

Feb. 19, 2016 | 10:04 am ET

Document Citation

81 FR 8566

Resources

34-77122

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC

Details

Resources

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Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC

Details

Resources