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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements

Details

Rule Type

Notice

Release Number

34-76874

SEC Issue Date

Jan. 12, 2016 | 1:57 pm ET

Federal Register Publish Date

Jan. 19, 2016 | 11:48 pm ET

Document Citation

81 FR 2935

Resources

34-76874

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements

Details

Resources