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Regulatory Release

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, In

Details

Rule Type

Notice

Release Number

34-76856

SEC Issue Date

Jan. 8, 2016 | 1:42 pm ET

Federal Register Publish Date

Jan. 14, 2016 | 10:04 am ET

Document Citation

81 FR 1971

Resources

34-76856

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, In

Details

Resources

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Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, In

Details

Resources