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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers

Details

Rule Type

Notice

Release Number

34-76852

SEC Issue Date

Jan. 7, 2016 | 2:20 pm ET

Federal Register Publish Date

Jan. 13, 2016 | 12:29 am ET

Document Citation

81 FR 1661

Resources

34-76852

Federal Register Version

SRO Organization

BATS Y-Exchange (BYX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers

Details

Resources