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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories

Details

Rule Type

Notice

Release Number

34-76836

SEC Issue Date

Jan. 5, 2016 | 2:17 pm ET

Federal Register Publish Date

Jan. 11, 2016 | 12:25 am ET

Document Citation

81 FR 1263

Resources

34-76836

Federal Register Version

SRO Organization

ISE Gemini (ISEGemini)

Last Reviewed or Updated: July 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories

Details

Resources