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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination

Details

Rule Type

Notice

Release Number

34-76758

SEC Issue Date

Dec. 23, 2015 | 2:21 pm ET

Federal Register Publish Date

Dec. 30, 2015 | 12:31 am ET

Document Citation

80 FR 81645

Resources

34-76758

Federal Register Version

SRO Organization

BATS Exchange (BATS)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination

Details

Resources