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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization"

Details

Rule Type

Notice

Release Number

34-74359

SEC Issue Date

Feb. 24, 2015 | 2:21 pm ET

Federal Register Publish Date

March 2, 2015 | 12:31 am ET

Document Citation

80 FR 11250

Resources

34-74359

Federal Register Version

SRO Organization

BATS Exchange (BATS)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization"

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization"

Details

Resources