Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

Details

Rule Type
Notice
Release Number
34-74160
SEC Issue Date
Federal Register Publish Date
Document Citation

80 FR 5861

Resources

34-74160
Federal Register Version
SRO Organization
BATS Exchange (BATS)

Last Reviewed or Updated: July 19, 2023