Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.11(j)(5) of BATS Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset

Details

Rule Type
Release Number
34-73743
SEC Issue Date
Federal Register Publish Date
Document Citation

79 FR 73367

SRO Organization

Last Reviewed or Updated: July 19, 2023