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Regulatory Release

Order Approving Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Details

Rule Type

Order

Release Number

34-73483

SEC Issue Date

Oct. 31, 2014 | 3:11 pm ET

Federal Register Publish Date

Nov. 6, 2014 | 12:13 am ET

Document Citation

79 FR 66010

Resources

Rel. No. 34-73483

Federal Register Version

SRO Organization

The Options Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Details

Resources

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Order Approving Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Details

Resources